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Sunday, October 2, 2005
Bill Summary   -   A00313
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A00313 Summary:

SAME AS    Same as S 1574-A                                                    
                                                                               
SPONSOR    Paulin                                                              
                                                                               
COSPNSR    Lavelle, McEneny, John                                              
                                                                               
MLTSPNSR   Alfano                                                              
                                                                               
Add S427-a, Soc Serv L                                                         
Enacts the "Dual Track Response Demonstration Project"; the project is designed
to minimize the adversarial relationship that results from the initiation of a 
child protective investigation and substitute a service-based approach in less 
serious cases of child abuse or maltreatment; serious cases of child abuse and 
neglect would still be subject to a full-fledged CPS investigation; provides   
that seven social services districts be selected to participate in the         
demonstration project; delineates the procedure to be followed by the social   
services district when implementing the provisions of the project.             

A00313 Actions:

01/10/2005 referred to children and families                                   
05/17/2005 amend and recommit to children and families                         
05/17/2005 print number 313a                                                   
06/15/2005 reported referred to codes                                          
06/16/2005 reported referred to ways and means                                 
06/16/2005 reported referred to rules                                          
06/16/2005 reported                                                            
06/20/2005 rules report cal.495                                                
06/20/2005 substituted by s1574a                                               
           S01574A AMEND=  RATH                                                
           01/31/2005 REFERRED TO SOCIAL SERVICES, CHILDREN AND FAMILIES       
           05/17/2005 AMEND AND RECOMMIT TO SOCIAL SERVICES, CHILDREN AND FAMIL
           05/17/2005 PRINT NUMBER 1574A                                       
           05/24/2005 REPORTED AND COMMITTED TO FINANCE                        
           06/01/2005 REPORTED AND COMMITTED TO RULES                          
           06/15/2005 ORDERED TO THIRD READING CAL.1489                        
           06/15/2005 PASSED SENATE                                            
           06/15/2005 DELIVERED TO ASSEMBLY                                    
           06/15/2005 referred to codes                                        
           06/20/2005 substituted for a313a                                    
           06/20/2005 ordered to third reading rules cal.495                   
           06/20/2005 passed assembly                                          
           06/20/2005 returned to senate                                       
           07/21/2005 DELIVERED TO GOVERNOR                                    
           08/02/2005 VETOED MEMO.43                                           

A00313 Votes:


A00313 Memo:

TITLE OF BILL:  An act to amend the social services law, in relation           
to establishing a demonstration project implementing a dual track              
child protective services system; and providing for the repeal of such         
provisions upon expiration thereof                                             
                                                                               
PURPOSE OR GENERAL IDEA OF BILL:; This bill would create an innovative         
program for the delivery of child welfare services by localities.              
                                                                               
SUMMARY OF SPECIFIC PROVISIONS: Section one would cite the title of            
the bill as the "Dual Track Response Demonstration Project."                   
                                                                               
Section two would add a new S427 -a to the Social Services Law (SSL)           
to establish the Dual Track Demonstration Project (the project).               
Subdivision one of section two provides that the office of children            
and family services (OCFS) is authorized to test the effectiveness of          
establishing a dual track child protective response system. This               
system would be an alternative to the current system which                     
investigates allegations of child abuse and maltreatment. This project         
would only apply to cases that are expressly included in the family            
assessment and services track and only in those social services                
districts permitted by OCFS and family services to participate in the          
project. Cases in the project shall not be subject to the requirements         
that apply to cases reported to the statewide central register of              
child abuse and maltreatment except as specified in this section.              
                                                                               
Subdivision two of section two provides that any social services               
district may, with the permission of OCFS, participate in the project          
by applying to OCFS. OCFS may approve up to seven demonstration                
projects.  The criteria for a social services district to participate          
in the project will be determined by OCFS in collaboration with the            
office for the prevention of domestic violence. However, the social            
services application must include a plan setting forth the following:          
(a) the factors being considered by the social services district in            
determining which cases will be addressed and the size of the                  
population to be subject to the project; (b) the types of services and         
interventions to be provided and a description of how they will be             
offered; (c) a description of the process to be followed for planning          
and monitoring the services provided; (d) a description of how the             
principles of family involvement and support, that are consistent with         
the safety of the child, will be implemented (e) a description of how          
the dual track response system will enhance the ability of the                 
district to protect children, maintain the safety of children and              
preserve families; (f) a description of how the district will reduce           
the involvement of government agencies and maintain the safety of              
children through community resources; (g) a description of the                 
proposed staff, their work loads and qualifications; (h) a description         
of the training that will be provided to staff; (j) a description of           
the proposed community resources to be used; (j) a description of any          
additional funding to be used to enhance the project; and (k) a                
description of the protocol to be followed for handling cases where            
domestic violence is present in order to maintain the safety of the            
child.                                                                         
                                                                               
Subdivision three of section two of the bill provides that local               
social service districts in conjunction with OCFS and the office for           
                                                                               
                                                                               
the prevention of domestic violence shall determine the criteria for           
which cases may be placed in the assessment track under the project            
provided that reports including certain allegations defined in the             
bill never be included in the assessment track of the project.                 
                                                                               
Subdivision four of section two determines the procedures to be                
followed for all cases included in the family assessment and services          
track. The procedures include but are not limited to requiring the             
local social services district to ensure that the children are safe in         
their homes and that such safety check shall commence within                   
twenty-four hours of receipt of the report and be completed within             
seven days. The safely check shall be documented in the manner                 
specified by OCFS. Should the children be found to be safe in the              
home, the social services district shall then identify service needs           
and family issues, if any, to be addressed. Based on the initial               
safety check, the social services district shall determine whether the         
report is appropriate to be included in the family assessment and              
services track or to investigate the report as a report of suspected           
child abuse or maltreatment. Where the social services district                
determines that a report is eligible to be classified as an assessment         
track case, they shall request that the statewide central register             
(SCR) legally seal such report. Such sealed report shall be maintained         
at the statewide central registry for ten years after the report was           
made. Where a case is appropriate to be included in the family                 
services and assessment track, the districts minimal activities are            
outlined. Such activities include giving notice to whoever is legally          
responsible for the child or children. (f) provides that a report              
selected to be included in the assessment and services track shall             
cease to be eligible for such track should certain enumerated events           
occur. (h) provides that should a report that has been assigned to the         
investigatory track is determined to be eligible for the assessment            
and services track then the case may be moved to the assessment and            
services track. Provisions are set forth for reports that are in the           
assessment and services track where a subsequent report involving the          
family is made to the SCR and such report is not eligible for                  
inclusion in the family assessment and services track.                         
                                                                               
Subdivision five of section two provides that cases included in the            
family assessment and services track shall not be subject to the               
certain requirements of this article. Requirements pertaining to               
records created as part of the family assessment and services track            
are outlined.                                                                  
                                                                               
Subdivision six of section two provides that expenditures by a social          
services district under the demonstration project shall be                     
reimbursable from the annual appropriations available for social               
services district expenditures for child welfare services. Such                
services include, but are not limited to, preventive services, child           
protective services and independent living services. Nothing shall             
prevent a social services district from seeking private funds for              
support of their project.                                                      
                                                                               
Subdivision seven of section two provides that OCFS shall post the             
plan contained in any application approved for participation in the            
demonstration project on the OCFS website within sixty days of such            
approval.                                                                      
                                                                               
                                                                               
Subdivision eight of section two provides that OCFS shall complete a           
report evaluating the implementation. impact, cost effectiveness of            
the demonstration project and assess certain outlined areas. Such              
report shall recommend whether or not to continue the provisions of            
this section for the demonstration sites and other sites in New York           
state.  Such report shall be submitted to the governor and the                 
legislature no later than January 1, 2009.                                     
                                                                               
Section three defines the effective date.                                      
                                                                               
EFFECTS OF PRESENT LAW WHICH THIS BILL WOULD ALTER:  Title 6 of                
Article 6 of the SSL provides for the investigation and determination          
of reports of suspected child abuse and maltreatment.  Although the            
offer and provision of appropriate services is part of the child               
protective process, the statute focuses primarily on the investigation         
of reports, the determination of whether the allegations of the                
reports ,are substantiated or not, and the consequences thereof.  This         
bill would add a new S427-a to Title 6 of Article 6 of the social              
services law to set forth the provisions associated with the                   
establishment of the dual track. demonstration project.                        
                                                                               
JUSTIFICATION: Traditionally, CPS is required to respond to reports of         
child abuse and maltreatment with a standard investigation that is             
narrowly focused on determining whether a specific incident of abuse           
actually occurred and if the child is at risk- When confronted with a          
child abuse or maltreatment investigation, families are thrust into an         
environment that is both adversarial and defensive.  The focus of the          
CPS system on investigation of abuse and maltreatment has created an           
environment that, for many families, casts suspicion over any offer of         
services or service referrals.                                                 
                                                                               
"Parents speak of their encounters with the CPS agency as though they          
were speaking of law enforcement. Classes on how to be a good parent           
are referred to as probation, while a complaint filed with the child           
abuse register is likened to have a record that can haunt one later."          
Somini Sengupta, PARENTS IN POOR NEIGHBORHOODS WARY OF CHILD WELFARE           
AGENCY, N.Y. limes, May 31, 2000. That fear and distrust generated by          
the specter of a CPS investigation may keep parents who are struggling         
with the day to day care of their children from reaching out for help          
to the agency designed to provide those services.                              
                                                                               
Across the country, there has been a growing realization that many             
families reported to child abuse and maltreatment "hotlines" are not           
provided the kinds of help that may prevent future abuse or                    
maltreatment. Increasingly, states have turned their attentions to             
investing in services rather than investigations in situations                 
involving certain, limited allegations of neglect. From Missouri to            
Florida to Hawaii, states are piloting new approaches, in addition to          
the traditional investigative approach. The rationale employed by OCFS         
and other states in creating a dual track response to reports of child         
abuse or maltreatment stems from the findings of a national study              
supported by the National Council of Child Welfare administrators,             
which found that the majority of reports to CPS go unserved. The               
consequences have not been well documented, however, academics and             
practitioners alike have raised concerns that these unserved cases             
frequently appear in subsequent reports in which similar or                    
allegations that are more serious are made. The innovative approaches          
                                                                               
                                                                               
many states are now exploring all involve flexible responses to                
reports of child abuse and neglect, assessment of family needs and             
strengthening of community involvement.  Williams & Ramirez-Fry, A NEW         
LOOK AT CHILD PROTECTION, State Legislatures Magazine, December 1999.          
                                                                               
This demonstration project explores a non-investigative,                       
non-adversarial, service-oriented approach to deal with certain family         
services matters presently addressed as cases of child maltreatment.           
Integral to this approach is its focus on both child safety and family         
engagement. A thorough exploration of family strengths and need for            
services provides services responsive to the family`s needs more               
efficiently and effectively- While services are being provided,                
service providers familiar with the family constantly assess the               
child`s safety.  At any time, the case can be returned to the CPS              
track, if appropriate.  The goal of the project is to identify those           
families where services and support are needed and through the family          
centered approach strengthen families. rather than assessing blame,            
without jeopardizing the safety of children. Rather, children`s safety         
in their own homes will be enhanced, by providing an avenue for their          
families to access services needed without fearing the effects of a            
CPS investigation.                                                             
                                                                               
PRIOR LEGISLATIVE HISTORY: 2004: A.11516 - Referred to rules. 2003:            
A.5315-8 (Green) - Veto Message                                                
146.  2002: A.1063-A (Green) - Advanced to Third Reading Rules                 
Calendar.                                                                      
                                                                               
FISCAL IMPLICATIONS FOR STATE AND LOCAL GOVERNMENTS:  No cost to               
state.                                                                         
                                                                               
EFFECTIVE DATE: Immediately, and to expire on June 1, 2009 when upon           
such date the provisions of this act shall be deemed repealed.                 
                                                                               
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